Opportunity Information: Apply for ED GRANTS 042722 003

The U.S. Department of Education, Office of Elementary and Secondary Education (OESE), opened a discretionary grant competition under the Education Innovation and Research (EIR) Program for Early-Phase Grants, listed as ALN 84.411C (Funding Opportunity Number ED GRANTS 042722 003). This opportunity is part of OESEs Innovation and Early Learning Programs portfolio and is intended to support new, entrepreneurial approaches that can measurably improve outcomes for high-need students. The formal, controlling requirements and definitions come from the official Federal Register notice, and applicants are expected to follow the Department of Educations Revised Common Instructions for discretionary grant programs (published December 27, 2021) for submission procedures, addresses, and other application mechanics.

At its core, the EIR program funds the creation, development, implementation, replication, or scaling of field-initiated innovations that are evidence-based as defined in the notice and that aim to improve student achievement and attainment for high-need students. A defining feature of EIR is that it does not just pay for implementation; it also requires rigorous evaluation so that the field learns what works, for whom, and under what conditions. The larger program is designed to build a pipeline of validated solutions to persistent educational challenges, with the intent that effective approaches can later be expanded to reach many more students.

EIR is structured as a multitier evidence-and-scale model that ties the amount of available funding and the expectations for growth to the strength of evidence behind the proposed intervention. Projects are expected to progress through the tiers as they generate stronger proof of effectiveness: Early-phase, Mid-phase, and Expansion. Each tier differs in how much prior evidence is required at the time of application, what kind of evaluation is expected during the grant, and the degree of scale the project should reach. This particular competition is only for Early-phase grants; Mid-phase and Expansion competitions are announced separately.

Early-phase grants are meant for innovations that are promising but not yet strongly proven. Applicants must provide a rationale (using the notices definition), meaning there is a credible research-informed theory for why the intervention should work, even if it has not yet been validated through large-scale, high-causality studies. The Early-phase funding supports developing or refining the program, implementing it in practice, and conducting feasibility testing to determine whether it can be delivered well and whether it shows potential to improve student achievement and attainment for high-need students. Importantly, Early-phase grants are not intended to simply roll out established practices in more places or to fund solutions that only make sense in one highly specific local context. The point is to test relatively new approaches and figure out whether they can produce meaningful improvements and merit larger-scale investment later.

Eligibility for this competition is broad and includes many types of entities that commonly operate or support education programs. Eligible applicants include state, county, and city or township governments; special district governments; independent school districts; public and private institutions of higher education (including state-controlled); federally recognized tribal governments and other eligible tribal organizations; nonprofit organizations with or without 501(c)(3) status (excluding institutions of higher education in those nonprofit categories); for-profit organizations other than small businesses; small businesses; and other entities as clarified in the official notice. Because EIR projects typically require both implementation capacity and evaluation capability, applicants often partner across sectors (for example, a district working with a nonprofit developer and an external evaluator), though specific partnership requirements should be confirmed in the Federal Register notice.

For the FY 2022 Early-phase competition described here, applications became available April 29, 2022, with a notice of intent to apply due May 26, 2022, and full applications due July 21, 2022. The deadline for intergovernmental review was September 21, 2022. The Department also indicated it would post additional competition information for prospective applicants on the EIR program website maintained by OESE. While the excerpt does not list the full set of priorities, performance measures, or submission requirements, it emphasizes that applicants must consult the official notice for those details, since they govern what must be included and how proposals will be scored.

Funding details in the synopsis indicate an award ceiling of $4,000,000 per grant and an expectation of about 20 awards. As a discretionary grant competition, awards are made competitively rather than by formula, and applicants should anticipate that proposal quality, alignment to the program purpose, and the credibility of the evaluation and rationale will be central to funding decisions. Questions about the competition were directed to the program contact: Yvonne Crockett at the U.S. Department of Education (email eir@ed.gov, phone 202-453-7122), with the mailing address at 400 Maryland Avenue SW, Washington, DC 20202-5900.

Overall, this opportunity is best understood as seed-and-proof funding for education innovations: it supports trying out and refining a promising intervention for high-need students, while simultaneously building early evidence through feasibility testing and evaluation. Successful Early-phase projects are expected to generate the knowledge and results needed to compete later for Mid-phase or Expansion funding, where the bar for prior evidence is higher and the expectation is to serve substantially larger numbers of students.

  • The Department of Education in the education sector is offering a public funding opportunity titled "Office of Elementary and Secondary Education (OESE): Innovation and Early Learning Programs: Education Innovation and Research (EIR) Program—Early-Phase Grants Assistance Listing Number (ALN) 84.411C" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 84.411.
  • This funding opportunity was created on Apr 27, 2022.
  • Applicants must submit their applications by Jul 21, 2022 Applications Available April 29, 2022. Deadline for Notice of Intent to Apply May 26, 2022. Deadline for Transmittal of Applications July 21, 2022. Deadline for Intergovernmental Review September 21, 2022. Pre-Application Information The Department will post additional competition information for prospective applicants on the EIR program website https://oese.ed.gov/offices/office-of-discretionary-grants-support-services/innovation-early-learning/education-innovation-and-research-eir/fy-2022-competition/. FOR FURTHER INFORMATION CONTACT Yvonne Crockett, U.S. Department of Education, 400 Maryland Avenue, SW, room 3E344, Washington, DC 20202-5900. Telephone (202) 453-7122. Email eir@ed.gov.. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Each selected applicant is eligible to receive up to $4,000,000.00 in funding.
  • The number of recipients for this funding is limited to 20 candidate(s).
  • Eligible applicants include: State governments, County governments, City or township governments, Special district governments, Independent school districts, Public and State controlled institutions of higher education, Native American tribal governments (Federally recognized), Native American tribal organizations (other than Federally recognized tribal governments), Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education, Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education, Private institutions of higher education, For profit organizations other than small businesses, Small businesses, Others (see text field entitled Additional Information on Eligibility for clarification).
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Frequently Asked Questions (FAQ)

What is this grant opportunity?

This is a discretionary grant competition from the U.S. Department of Education, Office of Elementary and Secondary Education (OESE), under the Education Innovation and Research (EIR) Program for Early-Phase Grants.

What is the program name and identifier?

The program is Education Innovation and Research (EIR) Program, Early-Phase Grants. It is listed as ALN 84.411C and references Funding Opportunity Number ED GRANTS 042722 003.

Which office at the Department of Education is offering the competition?

The competition is offered by OESE and is part of OESE's Innovation and Early Learning Programs portfolio.

What is the main purpose of the EIR program?

EIR funds the creation, development, implementation, replication, or scaling of field-initiated, evidence-based innovations intended to improve student achievement and attainment for high-need students. A central feature is that projects must include rigorous evaluation to build knowledge about what works, for whom, and under what conditions.

What does "Early-Phase" mean in EIR?

Early-Phase grants support innovations that are promising but not yet strongly proven. The grant supports developing or refining the intervention, implementing it in practice, and conducting feasibility testing and evaluation to see whether it can be delivered well and shows potential to improve outcomes for high-need students.

Is this competition only for Early-Phase projects?

Yes. This specific competition is only for Early-Phase grants. Mid-Phase and Expansion competitions are announced separately.

How is EIR structured overall?

EIR is described as a multitier evidence-and-scale model with three tiers: Early-Phase, Mid-Phase, and Expansion. Expectations for evidence, evaluation, and scale increase as projects move through the tiers.

What kind of innovations does EIR aim to support?

EIR aims to support new, entrepreneurial, field-initiated approaches that can measurably improve outcomes for high-need students, while also generating credible evidence through evaluation.

What is required at the Early-Phase level in terms of prior evidence?

Applicants must provide a "rationale" (as defined in the notice). This means there should be a credible, research-informed theory explaining why the intervention should work, even if it has not yet been validated through large-scale, high-causality studies.

What activities can Early-Phase funds support?

Based on the synopsis, Early-Phase funds can support developing or refining the program, implementing it in practice, and conducting feasibility testing and evaluation to determine whether the intervention can be delivered well and shows potential to improve student achievement and attainment for high-need students.

Does EIR fund implementation only, or evaluation too?

EIR does not only fund implementation. It requires rigorous evaluation so the field can learn what works, for whom, and under what conditions.

Is the goal to create a pipeline of solutions?

Yes. The program is designed to build a pipeline of validated solutions to persistent educational challenges, with the intent that effective approaches can later be expanded to reach many more students.

Are Early-Phase grants meant to expand already established practices?

No. The description emphasizes that Early-Phase grants are not intended to simply roll out established practices in more places. They are intended to test relatively new approaches and determine whether they merit larger-scale investment later.

Are projects expected to be usable beyond a single local context?

The synopsis indicates Early-Phase grants are not intended to fund solutions that only make sense in one highly specific local context. The emphasis is on innovations that can be tested and potentially built toward broader applicability and later scaling.

Who is eligible to apply?

Eligibility is broad. Eligible applicants include state, county, and city or township governments; special district governments; independent school districts; public and private institutions of higher education (including state-controlled); federally recognized tribal governments and other eligible tribal organizations; nonprofit organizations with or without 501(c)(3) status (excluding institutions of higher education in those nonprofit categories); for-profit organizations other than small businesses; small businesses; and other entities as clarified in the official notice.

Can nonprofits apply even if they do not have 501(c)(3) status?

Yes. The eligibility description includes nonprofit organizations with or without 501(c)(3) status, with a noted exclusion related to institutions of higher education within those nonprofit categories.

Can for-profit organizations apply?

Yes. The eligibility list includes for-profit organizations other than small businesses, and small businesses are also included as eligible applicants.

Can school districts apply?

Yes. Independent school districts are listed as eligible applicants.

Can institutions of higher education apply?

Yes. Public and private institutions of higher education (including state-controlled institutions) are listed as eligible applicants.

Are tribal governments or organizations eligible?

Yes. Federally recognized tribal governments and other eligible tribal organizations are included in the eligibility list.

Are partnerships required?

The synopsis notes that EIR projects often partner across sectors because projects typically require implementation capacity and evaluation capability. However, any specific partnership requirements should be confirmed in the official Federal Register notice.

What are the key dates for the FY 2022 Early-Phase competition?

Applications became available April 29, 2022. The notice of intent to apply was due May 26, 2022. Full applications were due July 21, 2022. The deadline for intergovernmental review was September 21, 2022.

Where can applicants find additional competition information?

The Department indicated it would post additional competition information for prospective applicants on the EIR program website maintained by OESE.

What document controls the official requirements and definitions?

The formal, controlling requirements and definitions come from the official Federal Register notice.

Which submission instructions should applicants follow?

Applicants are expected to follow the Department of Education's Revised Common Instructions for discretionary grant programs (published December 27, 2021) for submission procedures, addresses, and other application mechanics.

Does the synopsis include all priorities, performance measures, and submission requirements?

No. The excerpt emphasizes that applicants must consult the official notice for the full details, since those details govern what must be included and how proposals will be scored.

How much funding is available per award?

The synopsis indicates an award ceiling of $4,000,000 per grant.

How many awards are expected?

The synopsis states an expectation of about 20 awards.

Is this a formula grant or a competitive grant?

This is a discretionary, competitive grant competition. Awards are made competitively rather than by formula.

What factors are likely to matter in award decisions?

The synopsis suggests that proposal quality, alignment to the program purpose, and the credibility of the evaluation plan and rationale will be central to funding decisions.

Who can applicants contact with questions?

Questions were directed to Yvonne Crockett at the U.S. Department of Education. Email: eir@ed.gov. Phone: 202-453-7122.

What is the mailing address for the program contact?

400 Maryland Avenue SW, Washington, DC 20202-5900.

How should this opportunity be understood in practical terms?

The synopsis describes it as seed-and-proof funding for education innovations: supporting a promising intervention for high-need students while building early evidence through feasibility testing and evaluation, positioning successful projects to compete later for Mid-Phase or Expansion funding.

What is expected after a successful Early-Phase project?

Successful Early-Phase projects are expected to generate knowledge and results that can support later applications for Mid-Phase or Expansion funding, where prior-evidence requirements are higher and scaling expectations are larger.

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